regions bank chief compliance officer

Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Use this one-page template to communicate your strategy with internal business partners. Andy Hernandez is Chief Digital Officer for Regions. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. Senior Executive Vice President Regions News on Twitter: @RegionsNews. Andrews experience and insights will help us build on these accomplishments. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Paul, Seattle, and Portland. Fournier J. Gale, III Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Ritter is a member of Regions Executive Leadership Team. Regions Investment Solutions is a marketing name of Cetera Investment Services. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. His primary focus was financial institutions. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. During this period, he served in line management positions in manufacturing, distribution and sales. Core Product Marketing. Core Product Marketing. Jeremy King | Senior Executive Vice President Building a detailed plan. His primary focus was financial institutions. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Head of Strategic Planning & Corporate Development. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. About Regions Financial Corporation Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. C. Ward Cheatham He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Beth Ardoin Chief Communications Officer . jsbacContactjsbacContact was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Nix will report to Tara Plimpton, chief legal officer for the bank. General Counsel and Corporate Secretary. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. William E. Horton Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Chief Operating Officer. Gartner Terms of Use Anthony Restel President, Regional Banking . 4 Models for the Chief Compliance Officer Role. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. William D. Ritter He was also head of Commercial Middle Market and Treasury Management Sales. He is a member of the banks Executive Leadership Team. December 09, 2020, 1:13 p.m. EST 1 Min Read. A bank executive develops a new product, maybe a fee-generation concept. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. He was named president in December 2017. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. 2023 Regions Bank. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Head of Investor Relations. She currently holds Series 79, Series 63 and Series 24 licenses. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). By clicking the "Submit" button, you are agreeing to the Chief Data and Analytics Officer. Senior Executive Vice President Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Nolan joined Regions in 1989. Sorry, No data match for your criteria. Advisory Services are offered through Cetera Investment Advisers LLC. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. C. Keith Herron Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. By clicking the "" button, you are agreeing to the Gartner Terms of Use Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. Senior Executive Vice President He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. Executive Vice President Senior Executive Vice President Regions Bank is an Equal Housing Lender and Member FDIC. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. Gartner Terms of Use Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. Smith is a member of the companys Executive Leadership Team. Senior Executive Vice President At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. She leads all institutional, retail and fixed income investor relations functions. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. The solution? Regions News Online: regions.doingmoretoday.com The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Corporate governance is my passion. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Treasurer. 2023 Regions Bank. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Head of Commercial Banking. Deputy Chief Risk Officer and Chief Credit Officer. He is also a member of the companys Executive Leadership Team. Chief Financial Officer. In addition, Nolan oversees competitive and strategic analysis. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. He is also a member of the Southeastern Council of Foundations. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. 205-264-4551 He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. Member FDIC. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. He began his career in information systems with McDonnell-Douglas. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Cheatham graduated from Auburn University with a bachelors degree in accounting. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. Andrews experience and insights will help us build on these accomplishments. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Danella earned a bachelors degree in Economics and English from Vanderbilt. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. and In 2006, he led the HR integration during the Regions/AmSouth merger. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Head of Corporate Real Estate and Procurement. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Mehlman received her bachelors degree from Cornell University. He joined Assurant as senior vice president of Information Technology. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Pichel began his career as a financial analyst with General Motors. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Andrew Nix will join Regions as chief governance officer on March 17. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Congratulations on your new role. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Dana W. Nolan Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Head of Consumer Banking Group. Privacy Policy. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation.

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regions bank chief compliance officer